Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harriett? Claim Your ProfileHarriett Lynne Henning is a financial advisor with over 20 years of experience in the financial services industry. Harriett has been registered with Raymond James & Associates, Inc. since February 2013 and holds multiple securities licenses, including Series 6, 7, 63, and 66. Prior to joining Raymond James & Associates, Inc., Harriett worked for MORGAN KEEGAN & COMPANY, INC. and PFIC SECURITIES CORPORATION. Harriett is also a member of several organizations, including the City of Jackson, TN Board, the HENNING TRUCKING CO. board and the Tennessee State University Jackson TN alumni association. Harriett's services include financial planning, portfolio management, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
01/06/2022 - Present
Raymond James & Associates, Inc. (Jackson TN)
TN
04/18/2001 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (JACKSON TN)
TN
08/09/2000 - 04/24/2001
PFIC SECURITIES CORPORATION (FRANKLIN TN)
BOTH
Issued 08/10/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/20/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/12/2001
Series 7 - General Securities Representative Examination
BC
Issued 08/08/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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