Unclaimed
Harriet Zomie Sarblee is a Registered Representative and Investment Adviser Representative with PFS Investments Inc. Harriet has been in the securities industry since April 2021, and has a Series 63, Series 65 and Series 26. She is currently registered in 22 states as well as in the District of Columbia. Harriet is a full-time employee with PFS Investments Inc. in Dover, DE, with the firm's branch office located at 1012 College Road, Suite 203-A, Dover, DE 19904.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
DE
09/06/2022 - Present
PFS Investments Inc. (DOVER DE)
IA
Issued 08/29/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/13/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/11/2021
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 04/22/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/15/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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