Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harriet? Claim Your ProfileHarriet Pratt Higgins is an investment advisor representative at Mayflower Capital. Harriet has been in the industry for over 27 years. She is registered with the state of New York as an investment advisor representative. Harriet has a strong track record of success in helping individuals and families achieve their financial goals. Harriet is dedicated to providing her clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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NY
04/19/2022 - Present
Mayflower Capital (CORTLAND NY)
KS
10/07/2013 - 08/21/2014
FAS CORP. (LEAWOOD KS)
RI
01/12/2011 - 10/03/2013
AMERIPRISE FINANCIAL SERVICES, INC. (NEWPORT RI)
RI
06/01/2009 - 02/09/2011
MORGAN STANLEY SMITH BARNEY (NEWPORT RI)
RI
05/14/2004 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEWPORT RI)
FL
09/22/2003 - 05/17/2004
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
MA
05/17/2002 - 10/22/2002
WINSLOW, EVANS & CROCKER, INC. (BOSTON MA)
NY
04/24/2000 - 01/02/2001
ALYSSA LLC (NEW YORK NY)
CA
07/22/1994 - 01/11/1999
TCW BROKERAGE SERVICES (LOS ANGELES CA)
IA
Issued 11/11/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/26/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/18/1997
Series 24 - General Securities Principal Examination
BC
Issued 02/17/2022
SIE - Securities Industry Essentials Examination
BC
Issued 06/23/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 07/21/1994
Series 7 - General Securities Representative Examination
Active
Inactive
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