Unclaimed
Harriet Smallwood is a financial professional with Nylife Securities LLC. Harriet has been in the industry for a short time, starting her career in April of 2023. She holds the Series 6TO and SIE licenses, which demonstrate her knowledge of investment company products and variable contracts. Harriet is currently registered with FINRA and Nylife Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
04/23/2024 - Present
Nylife Securities LLC (PITTSBURGH PA)
BC
Issued 04/23/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/12/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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