Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harriet? Claim Your ProfileHarriet Britt is a financial advisor with over 30 years of experience in the financial services industry. She is currently registered with Union Square Advisors LLC and holds several professional designations, including Series 7, Series 63, Series 8, Series 9, Series 10, Series 14, and Series 24 licenses. Harriet has worked with a variety of financial institutions throughout her career, including Robertson Stephens Securities, Funding Circle Securities LLC, Wealthfront Brokerage Corporation, and W.R. Hambrecht + Co., LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
01/09/2018 - Present
Union Square Advisors LLC (SAN FRANCISCO CA)
CA
05/31/2017 - 12/20/2017
SCENIC ADVISEMENT (SAN FRANCISCO CA)
CA
11/28/2017 - 12/13/2017
ROBERTSON STEPHENS SECURITIES (SAN FRANCISCO CA)
CA
01/23/2017 - 06/09/2017
FUNDING CIRCLE SECURITIES LLC (SAN FRANCISCO CA)
CA
07/22/2016 - 12/15/2016
WEALTHFRONT BROKERAGE CORPORATION (PALO ALTO CA)
CA
08/26/2014 - 07/01/2016
W.R. HAMBRECHT + CO., LLC (SAN FRANCISCO CA)
CA
05/23/2013 - 09/12/2013
W.R. HAMBRECHT + CO., LLC (SAN FRANCISCO CA)
CA
04/08/2013 - 05/06/2013
W.R. HAMBRECHT + CO., LLC (SAN FRANCISCO CA)
CA
03/01/2005 - 12/18/2012
THINKEQUITY LLC (SAN FRANCISCO CA)
TX
01/01/2004 - 10/01/2004
FLEET SECURITIES, INC. (DALLAS TX)
CA
09/19/2000 - 05/16/2003
ROBERTSON STEPHENS, INC. (SAN FRANCISCO CA)
NY
11/19/1996 - 09/18/2000
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
CA
09/01/1992 - 09/24/1996
MONTGOMERY SECURITIES (SAN FRANCISCO CA)
NY
10/30/1991 - 06/19/1992
BEAR, STEARNS & CO. INC. (NEW YORK NY)
CA
06/05/1991 - 08/13/1991
PERSONAL FINANCIAL CONSULTANTS SECURITIES CORPORATION (MOUNTAIN VIEW CA)
NA
01/18/1988 - 10/11/1989
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
NA
07/27/1987 - 01/25/1988
GENE MORGAN FINANCIAL
NA
01/29/1987 - 03/14/1987
SECURITY PACIFIC BROKERS, INC.
NA
02/19/1986 - 05/01/1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BC
Issued 08/05/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/16/1997
Series 24 - General Securities Principal Examination
BC
Issued 01/09/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/06/1992
Series 3 - National Commodity Futures Examination
BC
Issued 02/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Harriet Britt is the right advisor for you? Invested Better is here to help.
