Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harriet? Claim Your ProfileHarriet Hall is a financial professional with over 25 years of experience in the securities industry. Harriet is currently registered with Fidelity Brokerage Services LLC and is licensed to provide investment advice in all 50 states and the District of Columbia. Harriet holds the Series 6, 7, and 63 licenses, as well as the SIE designation. Prior to joining Fidelity Brokerage Services LLC, Harriet worked with Transamerica Investors Securities Corporation, Lincoln Investment, and Capital Analysts, Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
KY
06/24/2019 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
NY
12/02/2014 - 05/13/2019
TRANSAMERICA INVESTORS SECURITIES CORPORATION (HARRISON NY)
CA
06/01/2012 - 10/17/2014
LINCOLN INVESTMENT (SAN DIEGO CA)
CA
09/04/2008 - 06/01/2012
CAPITAL ANALYSTS, INCORPORATED (SAN DIEGO CA)
NY
06/06/1989 - 09/13/1999
SCUDDER INVESTOR SERVICES, INC. (NEW YORK NY)
NA
05/10/1989 - 05/26/1989
PIONEER DISTRIBUTORS, INC.
NA
08/10/1988 - 05/10/1989
THE PIONEER GROUP, INC.
BC
Issued 03/12/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/03/2008
Series 7 - General Securities Representative Examination
BC
Issued 03/07/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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