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Harriet C Dower

Citizens Securities, Inc.

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About Harriet C Dower

Harriet C. Dower is an investment advisor representative registered with Citizens Securities, Inc. and Clarfeld. Harriet has been in the industry since 2000. Harriet has Series 3, 7, 63, 66 and SIE licenses. Harriet has held past registrations with J.P. Morgan Securities LLC, First Republic Securities Company, LLC, BARCLAYS CAPITAL INC., LEHMAN BROTHERS INC. and CHASE SECURITIES INC. Harriet is currently registered in 52 states and 2 districts.

Firm Information

Harriet Dower is currently registered with Citizens Securities, Inc.. Citizens Securities, Inc. is a corporation headquartered in Johnston, Rhode Island, and was formed on September 21, 1995. The firm manages approximately $1 billion to $10 billion in assets and provides financial planning, portfolio management for individuals and selection of other advisors. They also participate in a wrap fee program. The firm has regulatory assets under management of $9.19 billion in 53,044 accounts. Citizens Securities is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.
Citizens Securities, Inc.

ONE CITIZENS BANK WAY

JOHNSTON, RI 02043

$9.19B

Assets Under Management

53,044

Total Clients

788

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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participate in wrap fee program

Participate in wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Harriet Dower’s Registration & Firm History

CA

04/19/2024 - Present

Citizens Securities, Inc. (SAN FRANCISCO CA)

CA

09/29/2023 - 05/07/2024

J.P. MORGAN SECURITIES LLC (San Francisco CA)

CA

01/16/2015 - 09/29/2023

FIRST REPUBLIC SECURITIES COMPANY, LLC (San Francisco CA)

CA

09/22/2008 - 01/30/2015

BARCLAYS CAPITAL INC. (SAN FRANCISCO CA)

CA

02/16/2001 - 09/22/2008

LEHMAN BROTHERS INC. (SAN FRANCISCO CA)

NY

07/24/2000 - 02/13/2001

CHASE SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 03/20/2008

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/15/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/28/2014

Series 3 - National Commodity Futures Examination

BC

Issued 07/21/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Harriet C Dower.
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