Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harpreet? Claim Your ProfileHarpreet Kalra is a registered representative with Smbc Nikko Securities America, Inc. Harpreet has over 3 years of experience in the securities industry and holds the Series 7TO, Series 99TO and SIE licenses. Harpreet has previously worked at TP ICAP GLOBAL MARKETS AMERICAS LLC, TULLLETT PREBON FINANCIAL SERVICES LLC and BROADRIDGE BUSINESS PROCESS OUTSOURCING, LLC. Harpreet is currently located at the firm's Jersey City, NJ branch office.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
12/14/2023 - Present
Smbc Nikko Securities America, Inc. (Jersey City NJ)
NY
06/30/2023 - 10/10/2023
TP ICAP GLOBAL MARKETS AMERICAS LLC (New York NY)
NY
04/26/2021 - 06/30/2023
TULLETT PREBON FINANCIAL SERVICES LLC (New York NY)
NJ
06/17/2019 - 02/03/2020
BROADRIDGE BUSINESS PROCESS OUTSOURCING, LLC (Newark NJ)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 06/17/2019
Series 7TO - General Securities Representative Examination
BC
Issued 03/12/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
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