Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harper? Claim Your ProfileHarper J. Hicks is a financial advisor with Rockefeller Financial LLC. Harper has been in the industry since 2016 and has experience working with various clients, including high-net-worth individuals, charitable organizations, and pension and profit-sharing plans. Harper offers a range of financial planning and portfolio management services. Prior to joining Rockefeller Financial LLC, Harper worked at Morgan Stanley and Sterling Monroe Securities, LLC. Harper is registered in 42 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
GA
02/08/2024 - Present
Rockefeller Financial LLC (ATLANTA GA)
NC
02/22/2018 - 02/14/2024
MORGAN STANLEY (Charlotte NC)
NC
04/25/2017 - 10/31/2017
STERLING MONROE SECURITIES, LLC (Matthews NC)
NC
12/22/2015 - 04/21/2017
PRUCO SECURITIES, LLC. (CHARLOTTE NC)
BOTH
Issued 02/13/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/19/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/2016
Series 7 - General Securities Representative Examination
BC
Issued 12/22/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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