Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harpal? Claim Your ProfileHarpal S Sandhu is a financial advisor with J.P. Morgan Securities LLC. Harpal has been in the industry since March 1994, and is licensed in several states including California and Texas. Prior to joining J.P. Morgan Securities LLC, Harpal was employed at Chase Investment Services Corp., WAMU Investments, Inc. and Liberty Securities Corporation. Harpal specializes in portfolio management for both individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
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2
CA
09/25/2015 - Present
J.p. Morgan Securities LLC (DIAMOND BAR CA)
CA
05/02/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (DIAMOND BAR CA)
CA
09/29/1999 - 05/02/2009
WAMU INVESTMENTS, INC. (DIAMOND BAR CA)
CA
10/29/2008 - 11/06/2008
BANC OF AMERICA INVESTMENT SERVICES, INC. (RIVERSIDE CA)
NY
07/15/1997 - 09/29/1999
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
CA
07/19/1994 - 07/14/1997
GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)
NY
03/09/1994 - 07/12/1994
THOMAS JAMES ASSOCIATES, INC. (ROCHESTER NY)
BC
Issued 03/11/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/08/1994
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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