linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Harout Moumdjian

Pershing LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Harout? Claim Your Profile

About Harout Moumdjian

Harout Moumdjian is a financial professional with over 14 years of experience in the industry. Harout currently works as a registered representative at Pershing LLC, where he has been employed since October 2023. Prior to this role, he worked at BNY Mellon Capital Markets, LLC since August 2018. Harout holds a Series 7, Series 24, Series 3, Series 52TO, and Series 63 license, and is licensed to conduct business in all 50 states. Harout is dedicated to providing clients with personalized financial advice and services.

Firm Information

Harout Moumdjian is currently registered with Pershing LLC. Pershing LLC is a Limited Liability Company formed in January 2003. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have one approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

692

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Harout Moumdjian’s Registration & Firm History

NY

10/09/2023 - Present

Pershing LLC (NEW YORK NY)

NY

10/18/2010 - 07/25/2018

MORGAN STANLEY & CO. LLC (NEW YORK NY)

NY

12/03/2008 - 10/06/2010

GOLDMAN, SACHS & CO. (NEW YORK NY)

Not sure if Harout Moumdjian is right for you?

Licenses & Designations

BC

Issued 12/08/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/05/2023

Series 24 - General Securities Principal Examination

BC

Issued 07/19/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/04/2009

Series 3 - National Commodity Futures Examination

BC

Issued 12/02/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Harout Moumdjian.
Not sure if Harout Moumdjian is right for you?