Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harold? Claim Your ProfileHarold Walpole is a registered Investment Advisor Representative with Fountain Financial Group, Inc. Harold has been in the financial services industry since 1995. Harold's prior work experience includes positions with Crown Capital Securities, L.P., WFG Investments, Inc., Raymond James Financial Services, Inc., Robert Thomas Securities, Inc, Dean Witter Reynolds Inc., Wheat, First Securities, Inc. and Kepley & Co., Incorporated. Harold's current registrations are active in Arizona. Harold has passed the Series 63, 65, 7 and SIE exams. Harold provides investment advice to individuals, charitable organizations, and high-net-worth individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AZ
12/06/2017 - Present
Fountain Financial Group, Inc. (FOUNTAIN HILLS AZ)
AZ
08/29/2017 - 10/05/2017
CROWN CAPITAL SECURITIES, L.P. (Peoria AZ)
AZ
09/14/2010 - 08/30/2017
WFG INVESTMENTS, INC. (PEORIA AZ)
AZ
01/04/1999 - 09/19/2008
RAYMOND JAMES FINANCIAL SERVICES, INC. (PEORIA AZ)
FL
06/11/1998 - 01/04/1999
ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)
NY
01/31/1997 - 05/04/1998
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NC
12/21/1995 - 02/07/1997
WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)
VA
11/27/1995 - 01/03/1996
KEPLEY & CO., INCORPORATED (RICHMOND VA)
IA
Issued 07/07/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/01/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/05/2017
SIE - Securities Industry Essentials Examination
BC
Issued 11/24/1995
Series 7 - General Securities Representative Examination
Active
Inactive
Not sure Harold Walpole is the right advisor for you? Invested Better is here to help.
