Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harold? Claim Your ProfileHarold William Spute is a financial advisor with Keefe, Bruyette & Woods, Inc. in Austin, TX. Harold has been in the industry since September 13, 2010. Harold's previous experience includes working at Stifel, Nicolaus & Company, Incorporated. Harold is a licensed Series 63, 79, and 52 representative, and is registered in all 50 states and Puerto Rico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
06/26/2013 - Present
Keefe, Bruyette & Woods, Inc. (AUSTIN TX)
TX
09/14/2010 - 05/02/2016
STIFEL, NICOLAUS & COMPANY, INCORPORATED (AUSTIN TX)
BC
Issued 10/25/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/25/2013
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 09/13/2010
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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