Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harold? Claim Your ProfileHarold Weber is a financial advisor who has been in the industry since 1982. He is currently registered with Aegis Capital Corp. and has previously worked for Wells Fargo Advisors, LLC, Morgan Stanley, Citigroup Global Markets Inc., Paine Webber Incorporated, Prudential Securities Incorporated, Thomson McKinnon Securities Inc., Shearson Lehman Hutton Inc., E. F. Hutton & Company Inc, S. D. Cohn & Co., and Unified Securities Corporation. He holds the Series 7 and Series 63 licenses, as well as the SIE. Harold Weber provides financial planning and portfolio management services to individuals, businesses, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NY
08/03/2016 - Present
Aegis Capital Corp. (NEW YORK NY)
NY
12/17/2012 - 04/15/2016
WELLS FARGO ADVISORS, LLC (AIRMONT NY)
NJ
06/01/2009 - 01/11/2013
MORGAN STANLEY (PARAMUS NJ)
NJ
06/09/1998 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (PARAMUS NJ)
NJ
04/25/1994 - 06/24/1998
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
08/25/1989 - 04/26/1994
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
03/14/1988 - 08/25/1989
THOMSON MCKINNON SECURITIES INC. (NEW YORK NY)
NA
02/15/1988 - 04/04/1988
SHEARSON LEHMAN HUTTON INC.
NA
05/29/1983 - 02/15/1988
E. F. HUTTON & COMPANY INC
NA
07/01/1983 - 03/30/1984
S. D. COHN & CO.
NA
06/28/1982 - 07/01/1983
UNIFIED SECURITIES CORPORATION
BC
Issued 03/22/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/19/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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