Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harold? Claim Your ProfileHarold Wayne Roe is an investment advisor representative at Hornor, Townsend & Kent, LLC, located in Franklin, TN. Harold has been in the financial industry since 1999, and has a Series 63 and Series 65 license. He is also a Series 7 and Series 24 licensed principal. In addition to his role as an investment advisor, Harold is also an insurance broker for PS&G Financial Partners and Employee Prosperity Partners. Harold has a broad range of experience in the financial services industry, including working with individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Trail commissions, distribution assistance fees
1
2
TN
09/27/2023 - Present
Hornor, Townsend & Kent, LLC (FRANKLIN TN)
TN
04/19/2001 - 12/31/2007
MML INVESTORS SERVICES, INC. (BRENTWOOD TN)
MO
06/11/1999 - 04/11/2001
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
IA
Issued 08/30/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/17/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/07/2002
Series 24 - General Securities Principal Examination
BC
Issued 06/10/1999
Series 7 - General Securities Representative Examination
Active
Inactive
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