Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harold? Claim Your ProfileHarold Ward Stein is an investment advisor representative with Pinnacle Associates, Ltd. located in NEW YORK, NY. Harold has been in the securities industry for over 20 years and has a Series 7, Series 63, and Series 65 license. Harold has experience working with individual clients, trusts, foundations, and endowments. Prior to joining Pinnacle Associates, Ltd. Harold worked at MATRIX CAPITAL GROUP, INC. and ALLIANCE FUND DISTRIBUTORS, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NY
09/09/2004 - Present
Pinnacle Associates, Ltd. (NEW YORK NY)
NY
08/27/2003 - 12/08/2005
MATRIX CAPITAL GROUP, INC. (NEW YORK NY)
TN
04/23/1997 - 02/25/2003
ALLIANCE FUND DISTRIBUTORS, INC. (NASHVILLE TN)
BC
Issued 06/02/2004
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 03/06/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/22/1997
Series 7 - General Securities Representative Examination
Active
Inactive
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