Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harold? Claim Your ProfileHarold Schuessler is a financial advisor who has been in the industry since July 29, 2011. Harold is currently registered with Wells Fargo Securities, LLC. Harold has been registered with Wells Fargo Securities, LLC since October 20, 2020. Harold was previously registered with BEAR, STEARNS & CO. INC., PENSON FINANCIAL SERVICES, INC., SERVICE ASSET MANAGEMENT COMPANY, and MORGAN KEEGAN & COMPANY, INC.. Harold holds the Series 63, 24, 79TO, SIE, and 7 licenses. Harold is registered in 53 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
10/20/2020 - Present
Wells Fargo Securities, LLC (DALLAS TX)
TX
06/02/2004 - 03/09/2007
BEAR, STEARNS & CO. INC. (DALLAS TX)
TX
02/03/2003 - 04/02/2004
PENSON FINANCIAL SERVICES, INC. (DALLAS TX)
TX
12/05/2001 - 02/03/2003
SERVICE ASSET MANAGEMENT COMPANY (AUSTIN TX)
TN
09/30/1997 - 11/16/2001
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
BC
Issued 11/16/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/22/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/20/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 03/17/2020
SIE - Securities Industry Essentials Examination
BC
Issued 09/29/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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