Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harold? Claim Your ProfileHarold Vincent Cardoza is a financial advisor with Ameriprise Financial Services, LLC. Harold has been in the financial industry since 1994. Harold is registered with the state of Rhode Island as both a broker and an investment advisor. Harold also holds the Series 65, Series 63, and Series 7 licenses. In addition to the state of Rhode Island, Harold is registered in several states including Arizona, Connecticut, Florida, Hawaii, Illinois, Massachusetts, and North Carolina. Harold has been with Ameriprise Financial Services, LLC since 2006. Previously, Harold was with IDS Life Insurance Company. Harold specializes in providing financial planning, asset allocation services, portfolio management, and educational seminars. Harold's client base consists primarily of high net worth individuals, pension and profit-sharing plans, corporations or other businesses, and individuals other than high-net worth.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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RI
07/06/1994 - Present
Ameriprise Financial Services, LLC (Middletown RI)
MN
07/06/1994 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 07/14/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/14/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/01/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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