Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harold? Claim Your ProfileHarold Vernon Collett II is an investment advisor representative with LPL Financial LLC, based in Dallas, GA. Harold has been in the industry since August 7, 1993, and is currently registered as a Registered Representative (RA) and an Investment Advisor Representative (IA) in Georgia. Prior to LPL Financial LLC, Harold was affiliated with PLANMEMBER SECURITIES CORPORATION, GWN SECURITIES INC., GREAT AMERICAN ADVISORS, INC., CONSUMER CONCEPTS INVESTMENTS, INC., MEDALLION EQUITIES, INC., WMA SECURITIES, INC., MARINER FINANCIAL SERVICES, INC., PLANNED INVESTMENTS INC., and FIRST AMERICAN NATIONAL SECURITIES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
GA
03/17/2021 - Present
LPL Financial LLC (DALLAS GA)
GA
10/31/2011 - 12/03/2020
PLANMEMBER SECURITIES CORPORATION (Hiram GA)
GA
08/02/2010 - 10/31/2011
GWN SECURITIES INC. (SUWANNEE GA)
GA
06/27/2006 - 08/04/2010
GREAT AMERICAN ADVISORS, INC. (SUWANEE GA)
CA
01/04/2000 - 05/31/2006
CONSUMER CONCEPTS INVESTMENTS, INC. (IRVINE CA)
GA
03/31/1999 - 12/31/1999
MEDALLION EQUITIES, INC. (MARIETTA GA)
GA
03/03/1999 - 03/30/1999
WMA SECURITIES, INC. (DULUTH GA)
FL
04/14/1992 - 12/31/1993
MARINER FINANCIAL SERVICES, INC. (LARGO FL)
GA
02/12/1992 - 07/02/1992
PLANNED INVESTMENTS INC. (ATLANTA GA)
GA
05/10/1988 - 02/20/1992
FIRST AMERICAN NATIONAL SECURITIES, INC. (DULUTH GA)
IA
Issued 06/14/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/02/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/14/2002
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/02/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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