Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harold? Claim Your ProfileHarold Trevor Harlow is a financial professional with over 18 years of experience in the financial services industry. Currently, Harold works at Barings Securities LLC, where he is registered as a broker-dealer. Previously, Harold has held positions at FORESIDE FUND SERVICES, LLC, Eaton Vance Distributors, Inc., Goldman, Sachs & Co., and Citigroup Global Markets Inc.. Harold holds the Series 3, 7, 32, and 63 licenses, and has passed the SIE and Series 65 exams. He is registered in 51 states as a broker-dealer.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
08/12/2024 - Present
Barings Securities LLC (CHARLOTTE NC)
MA
05/17/2021 - 06/28/2024
FORESIDE FUND SERVICES, LLC (Boston MA)
MA
07/30/2007 - 12/20/2019
EATON VANCE DISTRIBUTORS, INC. (BOSTON MA)
NY
08/04/2004 - 06/29/2007
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
04/07/2004 - 07/20/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
IA
Issued 09/01/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/07/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/30/2012
Series 32 - Limited Futures Exam-Regulation
BC
Issued 06/25/2005
Series 3 - National Commodity Futures Examination
BC
Issued 04/06/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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