Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harold? Claim Your ProfileHarold Thomas Caines has been a licensed representative of the securities industry since July 10, 1986. Harold Thomas Caines currently works for PFS Investments Inc., based out of the Coral Springs office. Harold Thomas Caines is registered with the state of Florida and Ohio. Harold Thomas Caines has passed the Series 6, Series 26, and the SIE exams. Harold Thomas Caines specializes in the investment company products/variable contracts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
FL
07/11/1986 - Present
PFS Investments Inc. (CORAL SPRINGS FL)
BC
Issued 04/12/1994
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/10/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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