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Harold T Bourque

Nylife Securities LLC

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About Harold T Bourque

Harold T Bourque is a registered representative with Nylife Securities LLC. Harold has been in the financial industry since 1989 and has worked with several firms including Elevation, LLC, Olivetree Financial, LLC, Knight Capital Americas LLC, Knight Capital Americas, L.P., Citigroup Global Markets Inc., Salomon Brothers Inc., Smith Barney Inc. and UBS Securities Inc. Harold is registered to sell securities in California, Massachusetts, New Jersey and Rhode Island.

Firm Information

Harold Bourque is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Harold Bourque’s Registration & Firm History

NJ

10/19/2023 - Present

Nylife Securities LLC (SADDLE BROOK NJ)

NY

02/24/2022 - 02/01/2023

ELEVATION, LLC (New York NY)

NY

02/21/2014 - 01/03/2022

OLIVETREE FINANCIAL, LLC (NEW YORK NY)

NJ

07/02/2012 - 11/06/2013

KNIGHT CAPITAL AMERICAS LLC (JERSEY CITY NJ)

NJ

07/02/2003 - 07/02/2012

KNIGHT CAPITAL AMERICAS, L.P. (JERSEY CITY NJ)

NY

11/28/1997 - 07/07/2003

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

10/05/1995 - 09/01/1998

SALOMON BROTHERS INC. (NEW YORK NY)

NY

08/30/1993 - 09/28/1995

SMITH BARNEY INC. (NEW YORK NY)

NY

08/12/1987 - 05/28/1993

UBS SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/09/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/28/1997

Series 24 - General Securities Principal Examination

BC

Issued 04/23/2024

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/10/2004

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 09/20/1986

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Harold T Bourque.
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