Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harold? Claim Your ProfileHarold Sung-kai Huang is a financial advisor at Smbc Nikko Securities America, Inc. Harold has been in the securities industry since 2007. Harold is licensed to sell securities in all 50 states and has experience in a variety of financial products. Harold has a Series 7, Series 3, Series 24, Series 63, Series 79, and SIE license. Previously, Harold was registered with SG Americas Securities, LLC and UBS Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
12/23/2021 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
03/21/2014 - 07/29/2021
SG AMERICAS SECURITIES, LLC (NEW YORK NY)
NY
06/20/2006 - 10/04/2013
UBS SECURITIES LLC (NEW YORK NY)
BC
Issued 10/02/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/21/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/06/2014
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 04/15/2014
Series 3 - National Commodity Futures Examination
BC
Issued 06/19/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
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FINRA
N
NYSE Arca, Inc.
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