Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harold? Claim Your ProfileHarold Smith is a registered investment advisor representative with U.S. Bancorp Advisors, LLC. Harold is based in Tempe, Arizona, and has been active in the industry for over two decades. Harold is also registered in California, Illinois, Michigan, Missouri, Nevada, Tennessee, Vermont, and Washington. Harold has a wide range of experience and expertise in financial services. Harold holds the Series 3, Series 7, and Series 66 securities licenses. Harold provides a variety of financial planning and investment management services to individuals, businesses, and high-net-worth clients. Harold's firm is dedicated to providing personalized financial advice and helping clients reach their financial goals. Harold also owns 33.33% of Farmacy Juice Bar, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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AZ
10/11/2023 - Present
U.s. Bancorp Advisors, LLC (TEMPE AZ)
AZ
03/22/2021 - 08/08/2023
WELLS FARGO CLEARING SERVICES, LLC (CHANDLER AZ)
AZ
02/06/2019 - 02/26/2021
PRUCO SECURITIES, LLC. (PHOENIX AZ)
AZ
08/13/2014 - 01/31/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHANDLER AZ)
AZ
09/02/2011 - 07/21/2014
OPTIONSXPRESS, INC. (PHOENIX AZ)
AZ
06/05/2000 - 07/18/2014
CHARLES SCHWAB & CO., INC. (PHOENIX AZ)
BOTH
Issued 09/19/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/05/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/2011
Series 3 - National Commodity Futures Examination
BC
Issued 06/03/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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