Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harold? Claim Your ProfileHarold Seth freeman Barnes is a financial advisor who has been in the industry since 1992. He is currently registered with Wells Fargo Clearing Services, LLC, in Cleveland, OH. Harold Seth freeman Barnes has held previous positions at Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Harold Seth freeman Barnes provides a variety of financial services, including investment consulting services to institutional clients, financial planning, pension consulting and selection of other advisors. Harold Seth freeman Barnes manages assets for both individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
02/14/2019 - Present
Wells Fargo Clearing Services, LLC (CLEVELAND OH)
MI
04/02/2007 - 10/10/2008
MORGAN STANLEY & CO. INCORPORATED (BLOOMFIELD HILLS MI)
NY
09/14/2006 - 04/02/2007
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
11/07/1991 - 09/15/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MELVILLE NY)
IA
Issued 04/21/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/20/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/29/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/03/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/08/2009
Series 3 - National Commodity Futures Examination
BC
Issued 11/06/1991
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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