Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harold? Claim Your ProfileHarold Braswell is an investment advisor representative with LPL Financial LLC. Harold has been working in the financial services industry since 2003. Harold is registered with FINRA and the state of Georgia. Harold has a Series 6, Series 63 and Series 65 license. Harold's previous experience includes working at OSAIC FA, INC. and VALIC Financial Advisors, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
GA
08/08/2024 - Present
LPL Financial LLC (ATLANTA GA)
GA
09/20/2013 - 08/05/2024
OSAIC FA, INC. (ATLANTA GA)
GA
12/14/2006 - 09/12/2013
VALIC FINANCIAL ADVISORS, INC. (ATLANTA GA)
GA
06/09/2003 - 09/19/2006
VALIC FINANCIAL ADVISORS, INC. (ATLANTA GA)
IA
Issued 03/24/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/13/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/06/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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