Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harold? Claim Your ProfileHarold Russell Harton is a financial advisor with Cetera Investment Advisers LLC. Harold has been in the financial services industry since 1995. Harold is registered with the state of Alabama and Minnesota as an Investment Advisor Representative (IAR). Harold has been with Cetera Investment Advisers LLC since 2014. Before that, Harold was with CETERA INVESTMENT SERVICES LLC, Financial Network Investment Corporation and MetLife Securities Inc. Harold is committed to providing his clients with personalized financial advice and planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MN
09/09/2021 - Present
Cetera Investment Advisers LLC (ST CLOUD MN)
AL
11/14/2003 - 10/08/2013
CETERA INVESTMENT SERVICES LLC (HUNTSVILLE AL)
CA
09/03/1999 - 12/01/2003
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
MA
03/20/1995 - 09/29/1999
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
03/20/1995 - 09/29/1999
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BOTH
Issued 3/1/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/21/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 2/17/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 2/7/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/6/2000
Series 7 - General Securities Representative Examination
BC
Issued 3/17/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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