Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harold? Claim Your ProfileHarold Ricardo Soria is a financial advisor who has been in the industry since August 2006. Harold is currently registered with Kovack Advisors, Inc. and has been working with them since April 2016. Prior to that, Harold was registered with G.A. Reppe & Company from August 2006 to February 2014. Harold has a broad range of experience in the financial industry, having passed the Series 7, 24, 66, 79TO, 99TO, and SIE exams. Harold has a deep understanding of the financial markets and is committed to providing his clients with the highest quality of service. Harold specializes in providing financial planning, portfolio management for individuals and businesses, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
04/01/2016 - Present
Kovack Advisors, Inc. (FT. LAUDERDALE FL)
FL
08/18/2006 - 02/26/2014
G. A. REPPLE & COMPANY (CASSELBERRY FL)
BOTH
Issued 03/22/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/15/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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