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Harold Raymond Demoss

BA Securities, LLC

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About Harold Raymond Demoss

Harold Raymond Demoss is a financial advisor with over 10 years of experience in the industry. Harold is currently registered with BA Securities, LLC in Pennsylvania and Texas. Harold has experience with a wide range of financial products and services, including Private Securities Offerings, Corporate Securities, Investment Banking, and Direct Participation Programs. Previously, Harold has worked for firms such as Peraza Capital and Investment, LLC and Amerifund Capital Securities, LLC.

Firm Information

Harold Demoss is currently registered with BA Securities, LLC. BA Securities, LLC is a Limited Liability Company formed on January 25, 2010. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

215

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Harold Demoss’s Registration & Firm History

PA

04/04/2022 - Present

BA Securities, LLC (W. CONSHOHOCKEN PA)

TX

08/02/2013 - 06/01/2020

BA SECURITIES, LLC (HOUSTON TX)

FL

12/19/2012 - 02/12/2013

PERAZA CAPITAL AND INVESTMENT, LLC (TAMPA FL)

TX

05/09/2007 - 09/27/2010

AMERIFUND CAPITAL SECURITIES, LLC (HOUSTON TX)

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Licenses & Designations

BC

Issued 08/15/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/30/2022

Series 82TO - Limited Representative-Private Securities Offerings

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/07/2013

Series 62 - Corporate Securities Limited Representative Examination

BC

Issued 11/24/2013

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 05/07/2007

Series 22 - Direct Participation Programs Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for Harold Raymond Demoss. Review regulatory record here.
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