Unclaimed
Harold Raymond Demoss is a financial advisor with over 10 years of experience in the industry. Harold is currently registered with BA Securities, LLC in Pennsylvania and Texas. Harold has experience with a wide range of financial products and services, including Private Securities Offerings, Corporate Securities, Investment Banking, and Direct Participation Programs. Previously, Harold has worked for firms such as Peraza Capital and Investment, LLC and Amerifund Capital Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
04/04/2022 - Present
BA Securities, LLC (W. CONSHOHOCKEN PA)
TX
08/02/2013 - 06/01/2020
BA SECURITIES, LLC (HOUSTON TX)
FL
12/19/2012 - 02/12/2013
PERAZA CAPITAL AND INVESTMENT, LLC (TAMPA FL)
TX
05/09/2007 - 09/27/2010
AMERIFUND CAPITAL SECURITIES, LLC (HOUSTON TX)
BC
Issued 08/15/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/30/2022
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/07/2013
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 11/24/2013
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 05/07/2007
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
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