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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harold? Claim Your ProfileHarold Ray Sullivan is an investment advisor representative currently registered with MML Investors Services, LLC in Manchester, New Hampshire. Harold Ray Sullivan has been in the securities industry since April 14, 1976. Harold Ray Sullivan is also a registered investment advisor in New Hampshire. Harold Ray Sullivan has passed the Series 63, Series 65, Series 1, Series 22TO, Series 26, and Series 6TO exams. Harold Ray Sullivan has worked for MSI FINANCIAL SERVICES, INC. and METROPOLITAN LIFE INSURANCE COMPANY in the past. In addition to being an investment advisor representative, Harold Ray Sullivan is a sales agent for Sullivan & Sullivan, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
NH
03/25/2017 - Present
MML Investors Services, LLC (MANCHESTER NH)
NH
10/09/1986 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (MANCHESTER NH)
NH
04/15/1976 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (MANCHESTER NH)
IA
Issued 06/03/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/08/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/12/1995
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/09/1976
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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