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Harold Phillip Newton

Fortune Financial Services, Inc.

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About Harold Phillip Newton

Harold Phillip Newton is a financial advisor with Fortune Financial Services, Inc. based in Mercer, Pennsylvania. Harold has been working in the financial industry since July 6, 1985. Harold holds the Series 6, Series 63, and SIE licenses. Harold is currently registered in North Carolina, Ohio, and Pennsylvania. Harold was previously registered with QUESTAR CAPITAL CORPORATION, USALLIANZ SECURITIES, INC., WRP INVESTMENTS, INC., MONY SECURITIES CORPORATION, and PRUCO SECURITIES CORPORATION.

Firm Information

Harold Newton is currently registered with Fortune Financial Services, Inc.. Fortune Financial Services, Inc. is a Corporation formed on October 21, 1996, and is registered to conduct business in all 50 states, the District of Columbia, and the Virgin Islands. The firm has one approved SEC registration and 52 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

74

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Harold Newton’s Registration & Firm History

PA

07/06/2007 - Present

Fortune Financial Services, Inc. (MERCER PA)

PA

12/01/2006 - 06/29/2007

QUESTAR CAPITAL CORPORATION (MERCER PA)

PA

11/11/2004 - 12/01/2006

USALLIANZ SECURITIES, INC. (MERCER PA)

OH

09/06/2000 - 11/19/2004

WRP INVESTMENTS, INC. (YOUNGSTOWN OH)

NY

04/29/1994 - 10/02/2000

MONY SECURITIES CORPORATION (NEW YORK NY)

NJ

07/01/1985 - 05/03/1994

PRUCO SECURITIES CORPORATION (NEWARK NJ)

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Licenses & Designations

BC

Issued 01/12/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/28/1985

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Harold Phillip Newton.
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