Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harold? Claim Your ProfileHarold Carlisle has been in the financial services industry since March 26, 1991. Harold is currently registered with Ameriprise Financial Services, LLC, and has been with the firm since August 2018. Prior to that, Harold was registered with Investment Professionals, Inc., from January 1998 to September 24, 2018. Harold specializes in a variety of investment strategies, including portfolio management for individuals and businesses, financial planning, and educational seminars. Harold is also a Registered Representative with the Securities Investor Protection Corporation (SIPC).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AR
06/22/2018 - Present
Ameriprise Financial Services, LLC (Jacksonville AR)
AR
01/07/1998 - 09/24/2018
INVESTMENT PROFESSIONALS, INC. (JACKSONVILLE AR)
TX
09/17/1997 - 02/11/1998
FISERV INVESTOR SERVICES, INC. (HOUSTON TX)
NA
08/31/1994 - 09/17/1997
LINK INVESTMENT SERVICES, INC.
MO
10/01/1992 - 09/02/1994
BOATMEN'S INVESTMENT SERVICES, INC. (ST. LOUIS MO)
NY
08/01/1991 - 09/24/1992
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
NA
05/17/1991 - 08/01/1991
PAMCO SECURITIES AND INSURANCE SERVICES
NY
03/20/1991 - 05/15/1991
NYLIFE SECURITIES INC. (NEW YORK NY)
BOTH
Issued 07/05/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/20/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/18/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/1992
Series 7 - General Securities Representative Examination
BC
Issued 03/19/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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