Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harold? Claim Your ProfileHarold Patrick Hellen is a financial advisor with over 20 years of experience in the industry. Harold currently works with Cambridge Investment Research Advisors, Inc., a firm based in Fairfield, Iowa. Before that, Harold was associated with Harbour Investments, Inc. and American General Securities Incorporated. Harold holds licenses in multiple states and is a registered representative with both FINRA and the SEC. Harold's professional certifications include the Series 6, Series 7, and Series 66 securities licenses as well as the Series 63 state license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
WI
10/01/2018 - Present
Cambridge Investment Research Advisors, Inc. (Dodgeville WI)
WI
01/03/2007 - 10/01/2018
HARBOUR INVESTMENTS, INC. (MADISON WI)
WI
04/05/2005 - 12/31/2006
AMERICAN GENERAL SECURITIES INCORPORATED (DODGEVILLE WI)
IL
02/15/2002 - 03/16/2005
HORACE MANN INVESTORS INC (SPRINGFIELD IL)
BOTH
Issued 05/08/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/15/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/03/2008
Series 7 - General Securities Representative Examination
BC
Issued 02/14/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Harold Hellen is the right advisor for you? Invested Better is here to help.
