Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harold? Claim Your ProfileHarold Nabor Batlle is a financial advisor in Miami, Florida, with over 20 years of experience in the securities industry. Harold is a Registered Representative and Investment Advisor Representative with Morgan Stanley. He is currently registered with the state of Florida and Texas. Previously, Harold was registered with Citigroup Global Markets Inc. from August 2009 until August 2019, Wachovia Securities, LLC from November 2002 until March 2008, UBS PaineWebber Inc. from June 2000 until November 2002 and Salomon Smith Barney Inc. from April 1999 until February 2000. Harold has extensive experience in the securities industry and is well-versed in a variety of investment strategies. He is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
04/23/2020 - Present
Morgan Stanley (Miami FL)
FL
08/13/2009 - 08/26/2019
CITIGROUP GLOBAL MARKETS INC. (MIAMI FL)
FL
11/05/2002 - 03/27/2008
WACHOVIA SECURITIES, LLC (MIAMI FL)
NJ
06/05/2000 - 11/05/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
04/27/1999 - 02/03/2000
SALOMON SMITH BARNEY INC. (NEW YORK NY)
BOTH
Issued 09/11/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/07/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/29/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/21/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/1999
Series 3 - National Commodity Futures Examination
BC
Issued 04/26/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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