linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Harold Murray Unger

THE Leaders Group, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Harold? Claim Your Profile

About Harold Murray Unger

Harold Unger is a securities professional with over 40 years of experience in the financial services industry. Harold has a strong background in investments and has held various positions at prominent firms, including LifeMark Securities Corp., Park Avenue Securities LLC, and The Leaders Group, Inc. He is currently registered with The Leaders Group, Inc. in New York. Harold is a Series 1 and Series 63 licensed professional, and he is committed to providing clients with personalized financial guidance.

Firm Information

Harold Unger is currently registered with THE Leaders Group, Inc.. THE Leaders Group, Inc. is a Corporation registered in 52 states and the District of Columbia, with an approved SEC registration. Formed on July 14, 1994, the firm has a history of providing financial services.

Not reported

Assets Under Management

Not reported

Total Clients

854

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Harold Unger’s Registration & Firm History

CO

01/02/2009 - Present

THE Leaders Group, Inc. (LITTLETON CO)

NY

09/18/2002 - 12/31/2008

LIFEMARK SECURITIES CORP. (ROCHESTER NY)

NY

05/03/1999 - 09/25/2000

PARK AVENUE SECURITIES LLC (NEW YORK NY)

NY

03/21/1996 - 05/03/1999

GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)

WI

02/18/1992 - 04/14/1994

NORTHWESTERN MUTUAL INVESTMENT SERVICES, INC. (MILWAUKEE WI)

WI

02/18/1992 - 04/14/1994

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

AZ

11/19/1989 - 01/24/1992

ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)

NA

06/10/1985 - 11/19/1989

INTEGRATED RESOURCES EQUITY CORPORATION

NA

10/27/1980 - 03/15/1982

INTEGRATED RESOURCES EQUITY CORPORATION

NA

07/30/1973 - 01/12/1981

EQUITY SERVICES, INC.

NA

02/23/1972 - 01/14/1973

KURZ-LIEBOW & COMPANY, INC.

Not sure if Harold Murray Unger is right for you?

Licenses & Designations

BC

Issued 08/07/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/17/1972

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Harold Murray Unger.
Not sure if Harold Murray Unger is right for you?