Unclaimed
Harold Ryley is a financial advisor with over 30 years of experience in the financial services industry. Harold is currently registered with MML Investors Services, LLC, and has previously held positions at MSI Financial Services, Inc., Metropolitan Life Insurance Company, Robert B. Ausdal & Co. Inc., The O.N. Equity Sales Company, Park Avenue Securities LLC, MetLife Securities Inc. and Metropolitan Life Insurance Company. Harold is a Series 6, 7, 24, 26, 63, and 65 licensed advisor with experience in portfolio management for individuals and businesses, financial planning, and pension consulting. Harold offers asset allocation programs, selection of other advisors, and educational seminars to his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
IA
01/06/2025 - Present
MML Investors Services, LLC (BETTENDORF IA)
IA
06/23/2006 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (BETTENDORF IA)
IA
06/23/2006 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (BETTENDORF IA)
IA
02/27/2006 - 06/15/2006
ROBERT B. AUSDAL & CO. INC. (DAVENPORT IA)
OH
10/05/2004 - 12/31/2005
THE O.N. EQUITY SALES COMPANY (CINCINNATI OH)
NY
01/30/2004 - 05/06/2004
PARK AVENUE SECURITIES LLC (NEW YORK NY)
MA
10/08/1986 - 10/31/2003
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
05/10/1983 - 10/31/2003
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 11/04/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/21/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/31/2003
Series 24 - General Securities Principal Examination
BC
Issued 01/29/1998
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/30/1999
Series 7 - General Securities Representative Examination
BC
Issued 05/09/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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