Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harold? Claim Your ProfileHarold Milton Van dyke II is an Investment Advisor Representative and a Registered Representative with Morgan Stanley, located in Long Beach, California. Harold has been in the financial services industry since February 1999. Before joining Morgan Stanley in 2009, Harold worked at CITIGROUP GLOBAL MARKETS INC. and MORGAN STANLEY DW INC. Harold holds the Series 7, Series 31, and Series 63 securities licenses, as well as the Series 65 investment advisor license. Harold is registered with the state of Texas as an Investment Advisor Representative. Harold is also a General Partner in a family LLC for commercial and rental property in the State of Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
03/11/2020 - Present
Morgan Stanley (Long Beach CA)
CA
10/06/2003 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (LONG BEACH CA)
NY
02/02/1999 - 10/07/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 02/15/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/15/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/22/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 02/01/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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