Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harold? Claim Your ProfileHarold Loyd Perkins is a financial advisor with over 40 years of experience in the industry. Harold is currently registered with Oppenheimer & Co. Inc. in Houston, TX. Harold has also held previous positions with CIBC WORLD MARKETS CORP., SHEARSON LEHMAN HUTTON INC., OPPENHEIMER & CO., INC., DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION, and SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED. Harold holds Series 7, 8, 9, 10, 63, 65, SIE and 99TO licenses. Harold has a history of working with a diverse range of clients including individuals, corporations, charitable organizations, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
TX
01/07/2004 - Present
Oppenheimer & Co. Inc. (HOUSTON TX)
NY
06/08/1990 - 01/03/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
02/10/1986 - 06/29/1990
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
02/18/1982 - 02/13/1986
OPPENHEIMER & CO., INC.
NA
07/17/1980 - 02/26/1982
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION
NA
04/25/1978 - 07/05/1980
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
IA
Issued 12/27/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/06/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/23/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/15/1978
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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