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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harold? Claim Your ProfileHarold Green, a financial advisor with over 30 years of experience, is currently registered with RBC Capital Markets, LLC. Harold Green's career in the financial services industry began in 1988. Harold Green has been with RBC Capital Markets, LLC since April 2019. Harold Green holds multiple licenses and certifications, including Series 65, Series 63, Series 31, and Series 7. Harold Green has also passed the SIE exam. Harold Green specializes in providing financial advice to a variety of clients, including high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. Harold Green is also a registered investment advisor in the state of Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
04/22/2019 - Present
RBC Capital Markets, LLC (SUGAR LAND TX)
TX
03/24/2008 - 04/26/2019
RAYMOND JAMES & ASSOCIATES, INC. (HOUSTON TX)
TX
02/10/2000 - 03/25/2008
MORGAN KEEGAN & COMPANY, INC. (HOUSTON TX)
NJ
05/16/1994 - 02/23/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
03/23/1988 - 05/20/1994
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 08/09/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/24/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/14/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 03/19/1988
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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