Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harold? Claim Your ProfileHarold Lewis is an investment advisor representative with Cetera Investment Advisers LLC. Harold has been in the industry for 40 years, since 1983. Harold's previous experience includes positions with VOYA FINANCIAL ADVISORS, INC., SECURITIES AMERICA, INC., INVESTORS SECURITY COMPANY, INC., and John Hancock Distributors, Inc. Harold holds the Series 6, Series 22, Series 63 and Series 65 licenses. Harold is registered in Nevada, North Carolina, and Virginia. In addition to providing investment advice, Harold is also a Fixed Insurance agent with Harwood & Garrett, Inc. and an Independent Insurance Agent.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
VA
06/29/2023 - Present
Cetera Investment Advisers LLC (Williamsburg VA)
VA
12/16/2016 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (Williamsburg VA)
VA
12/07/2012 - 10/24/2016
SECURITIES AMERICA, INC. (Williamsburg VA)
VA
03/18/1992 - 12/07/2012
INVESTORS SECURITY COMPANY, INC. (NEWPORT NEWS VA)
NA
02/05/1991 - 03/26/1992
COMPREHENSIVE FINANCIAL SERVICES, INC.
AZ
06/18/1989 - 12/31/1990
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
NA
01/04/1988 - 06/18/1989
SOUTHMARK FINANCIAL SERVICES, INC.
NA
03/31/1983 - 01/22/1988
JOHN HANCOCK DISTRIBUTORS, INC.
IA
Issued 8/17/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 6/1/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/3/1983
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 3/30/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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