Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harold? Claim Your ProfileHarold Rives is a financial advisor at Private Advisor Group, LLC. Harold Rives is registered with the state of Connecticut and Texas as an Investment Advisor Representative. Harold Rives has been in the industry for 30 years and is currently registered with Private Advisor Group, LLC. Harold Rives has also worked for other firms such as E. T. ANDREWS & CO., INC., ADVEST, INC., and CIGNA SECURITIES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitation/referral
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor/referral fees
1
2
CT
08/16/2023 - Present
Private Advisor Group, LLC (Glastonbury CT)
NA
04/27/1992 - 06/15/1993
E. T. ANDREWS & CO., INC.
CT
04/13/1988 - 02/15/1991
ADVEST, INC. (HARTFORD CT)
PA
12/15/1984 - 12/08/1987
CIGNA SECURITIES, INC. (RADNOR PA)
BC
Issued 08/14/1989
Series 24 - General Securities Principal Examination
BC
Issued 07/21/1989
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 08/20/1988
Series 7 - General Securities Representative Examination
BC
Issued 02/25/1985
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 12/03/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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