Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harold? Claim Your ProfileHarold Kuk Rhee is a financial advisor currently registered with U.S. Bancorp Advisors, LLC. Harold has over 20 years of experience in the financial industry and has served clients in California, Oregon and Washington. Harold offers a range of advisory services, including portfolio management for individuals and businesses, and selection of other advisors. Harold is a registered representative of FINRA and holds Series 3, 7, 9, 10, 24, 52, 53, 63, 65 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
CA
08/04/2021 - Present
U.s. Bancorp Advisors, LLC (SAN FRANCISCO CA)
CA
05/08/2013 - 06/19/2017
FIDELITY BROKERAGE SERVICES LLC (DUBLIN CA)
CA
06/01/2009 - 05/01/2013
MORGAN STANLEY (SANTA ROSA CA)
CA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (SAN RAFAEL CA)
CA
10/20/1998 - 04/02/2007
MORGAN STANLEY DW INC. (SAN FRANCISCO CA)
IA
Issued 11/09/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/23/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/13/2021
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/12/2021
Series 24 - General Securities Principal Examination
BC
Issued 10/08/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/12/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/27/2003
Series 3 - National Commodity Futures Examination
BC
Issued 11/09/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 10/19/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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