Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harold? Claim Your ProfileHarold Browne is a financial advisor in Parsippany, New Jersey. Harold has been in the financial industry since 1992 and has been registered with the Securities and Exchange Commission (SEC) since 2014. Harold is currently registered with Oneamerica Securities, Inc., a broker-dealer and investment adviser, as well as with the states of Florida, New Jersey, New York, and Pennsylvania. Harold is also a registered representative with FINRA. Harold provides a wide range of financial services, including portfolio management for individuals and businesses, financial planning, and pension consulting. Harold is a specialist in all aspects of retirement planning and helps clients plan for their future. Harold is also a member of the American College of Financial Services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NJ
04/14/2014 - Present
Oneamerica Securities, Inc. (Parsippany NJ)
NJ
01/31/2011 - 10/03/2012
ALLSTATE FINANCIAL SERVICES, LLC (VERNON NJ)
NY
01/17/2008 - 11/01/2010
FIRST HEARTLAND CAPITAL, INC. (NEW YORK NY)
NA
07/31/1993 - 05/20/1994
SMITH BARNEY SHEARSON INC.
NA
09/17/1992 - 07/31/1993
LEHMAN BROTHERS INC.
NA
03/06/1990 - 09/21/1990
KIDDER, PEABODY & CO. INCORPORATED
NA
08/24/1988 - 03/29/1990
SHEARSON LEHMAN HUTTON INC.
NA
03/26/1985 - 08/24/1988
PRUDENTIAL-BACHE SECURITIES INC.
NA
12/21/1984 - 04/03/1985
SHEARSON LEHMAN BROTHERS INC.
BOTH
Issued 04/03/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/31/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/15/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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