Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harold? Claim Your ProfileHarold Hendricks is a financial advisor with Wells Fargo Clearing Services, LLC. Harold has over 30 years of experience in the financial services industry. He is a CERTIFIED FINANCIAL PLANNER™ professional and holds the Series 7, Series 63, and SIE licenses. Harold specializes in investment management for individuals and businesses. He also offers financial planning and investment consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
11/12/2014 - Present
Wells Fargo Clearing Services, LLC (WALNUT CREEK CA)
CA
04/24/2009 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (WALNUT CREEK CA)
CA
07/14/1997 - 05/11/2009
WAMU INVESTMENTS, INC. (WALNUT CREEK CA)
CA
01/29/1998 - 05/01/1998
GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)
CA
01/10/1991 - 07/14/1997
ASB FINANCIAL SERVICES (IRVINE CA)
CA
11/02/1988 - 01/01/1991
GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)
CA
05/09/1986 - 10/24/1988
THOMAS F. WHITE & CO., INCORPORATED (SAN FRANCISCO CA)
NA
08/24/1983 - 04/27/1984
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
BC
Issued 12/20/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/1983
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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