Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harold? Claim Your ProfileHarold Jay Lauber is a financial advisor at Ameriprise Financial Services, LLC. Harold has been in the industry for 48 years, working for various financial firms including A.G. Edwards & Sons, Inc., Merrill Lynch, Pierce, Fenner & Smith, Inc., and RBC Capital Markets, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
10/16/2018 - Present
Ameriprise Financial Services, LLC (Tampa FL)
FL
07/09/2015 - 10/17/2018
HERBERT J. SIMS & CO, INC. (Naples FL)
FL
10/05/2007 - 08/05/2015
RBC CAPITAL MARKETS, LLC (NAPLES FL)
FL
04/01/1997 - 10/11/2007
A. G. EDWARDS & SONS, INC. (NAPLES FL)
IL
01/04/1991 - 04/14/1997
RODMAN & RENSHAW INC. (CHICAGO IL)
NY
05/26/1989 - 12/28/1990
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
NA
06/25/1979 - 06/19/1989
DREXEL BURNHAM LAMBERT INCORPORATED
NA
07/13/1978 - 07/07/1979
A. G. BECKER INCORPORATED
NA
08/18/1977 - 07/13/1978
BECKER SECURITIES INCORPORATED
NA
08/21/1975 - 11/07/1977
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
IA
Issued 11/07/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/29/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/12/1981
Series 5 - Interest Rate Options Examination
BC
Issued 09/02/1977
PC - AMEX Put and Call Exam
BC
Issued 08/16/1975
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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