Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harold? Claim Your ProfileHarold James Knight is an investment advisor representative with over 20 years of experience in the financial industry. Harold has a strong background in financial planning and portfolio management and currently is registered as an investment advisor representative in Pennsylvania and Georgia. Harold is affiliated with Cape Investment Advisory, Inc. and has a demonstrated track record of providing personalized financial advice and investment solutions for individuals, families, and businesses. Harold has experience working with both high-net-worth clients and individuals with a variety of investment needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
PA
09/18/2023 - Present
Cape Investment Advisory, Inc. (SLATINGTON PA)
NY
05/01/2023 - 05/17/2023
SHARENETT SECURITIES LLC (NEW YORK NY)
GA
06/15/2021 - 03/17/2023
CAPE SECURITIES INC. (MCDONOUGH GA)
GA
05/13/2021 - 03/17/2023
AMERICAN GLOBAL WEALTH MANAGEMENT, INC. (MCDONOUGH GA)
PA
04/30/2019 - 03/30/2020
RAYMOND JAMES FINANCIAL SERVICES, INC. (NAZARETH PA)
PA
07/07/2017 - 08/02/2017
AXA ADVISORS, LLC (BETHLEHEM PA)
PA
07/28/2016 - 06/13/2017
PARK AVENUE SECURITIES LLC (ALLENTOWN PA)
PA
09/19/2008 - 08/07/2014
CADARET, GRANT & CO., INC. (BETHLEHEM PA)
NY
12/06/2002 - 10/01/2008
J.P. TURNER & COMPANY, L.L.C. (BROOKLYN NY)
GA
03/19/2001 - 11/07/2001
ATTKISSON CARTER & COMPANY, INC. (ATLANTA GA)
IA
Issued 01/13/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/28/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/07/2010
Series 24 - General Securities Principal Examination
BC
Issued 05/01/2023
Series 99TO - Operations Professional Examination
BC
Issued 05/01/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 08/02/2017
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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