Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harold? Claim Your ProfileHarold Pollov is a financial advisor at B. Riley Wealth Advisors, Inc. Harold has been in the industry since 1976, and has held positions at a number of firms, including Capital Securities of America, Inc., Advest, Inc., Prudential Securities Incorporated, Shearson Lehman Hutton Inc., E. F. Hutton & Company Inc, and Home Life Insurance Company. Harold is registered to provide investment advice in Arizona and Ohio. Harold also holds Series 63, Series 65, Series 7, Series 1 and SIE licenses. Harold provides financial planning, pension consulting, educational seminars, and portfolio management for individuals and businesses. Harold also sells insurance trailers. Harold is a highly experienced and qualified financial advisor who can help you meet your financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
OH
08/03/2022 - Present
B. Riley Wealth Advisors, Inc. (Mayfield Heights OH)
OH
11/04/2005 - 03/01/2007
CAPITAL SECURITIES OF AMERICA, INC. (MAYFIELD HEIGHTS OH)
CT
03/11/1996 - 11/25/2005
ADVEST, INC. (HARTFORD CT)
NY
02/05/1988 - 03/13/1996
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
02/15/1988 - 03/04/1988
SHEARSON LEHMAN HUTTON INC.
NA
04/28/1982 - 02/15/1988
E. F. HUTTON & COMPANY INC
NA
04/19/1976 - 10/03/1983
HOME LIFE INSURANCE COMPANY
IA
Issued 11/24/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/17/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/20/1982
Series 7 - General Securities Representative Examination
BC
Issued 04/10/1976
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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