Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harold? Claim Your ProfileHarold J Williams iii is a financial advisor with over 17 years of experience in the industry. Harold has a Series 7, 24, 63, 79TO and SIE license. Harold J Williams iii is currently registered with Ba Securities, Llc and is licensed in Connecticut, Idaho, Kentucky, North Carolina, Pennsylvania, Texas and Virginia. Harold J Williams iii previously worked at Medalist Securities Inc. and Harris Williams & Co.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
VA
03/03/2016 - Present
BA Securities, LLC (RICHMOND VA)
VA
01/04/2016 - 02/09/2016
MEDALIST SECURITIES INC. (RICHMOND VA)
VA
06/08/2011 - 12/31/2015
MEDALIST SECURITIES INC. (RICHMOND VA)
VA
05/03/2006 - 06/03/2011
HARRIS WILLIAMS & CO. (RICHMOND VA)
BC
Issued 05/09/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/13/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/02/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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