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Harold J Leslie

Northwestern Mutual Investment Services, LLC

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About Harold J Leslie

Harold Leslie, a financial advisor based in Gainesville, FL, has over 30 years of experience in the financial services industry. Harold is a registered representative with Northwestern Mutual Investment Services, LLC and has been with the firm since 1992. Harold is also a registered investment advisor representative in Florida. He holds several professional licenses including the Series 6, Series 26, and Series 63. Harold is a Chartered Financial Consultant and specializes in providing investment advice and financial planning services to individuals and families. His prior experience includes working for both Robert W. Baird & Co. Incorporated and Northwestern Mutual Life Insurance Co. Harold is a member of the Finance Committee at High Springs FL Church of Christ.

Firm Information

Harold Leslie is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Harold Leslie’s Registration & Firm History

FL

01/01/2025 - Present

Northwestern Mutual Investment Services, LLC (Gainesville FL)

WI

03/03/1998 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

BC

Issued 02/23/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/07/2000

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/16/1992

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Harold J Leslie.
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