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Harold J Hicks

Mariner Independent

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About Harold J Hicks

Harold Hicks is a financial advisor based in Jackson, Mississippi. Harold has been a financial advisor for over 20 years and has worked with multiple firms including VOYA FINANCIAL ADVISORS, ING FINANCIAL ADVISORS, LLC and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Currently, Harold is registered with Mariner Independent and has been since 2022. Harold's expertise includes financial planning, pension consulting and selection of other advisors.

Firm Information

Harold Hicks is currently registered with Mariner Independent. Mariner Independent is an independent investment advisor based in Overland Park, KS. The firm manages over $8 billion in assets for a variety of clients including high-net-worth individuals, corporations, pension and profit-sharing plans, charitable organizations, and individuals other than high-net-worth. Mariner Independent provides financial planning, pension consulting, portfolio management for individuals and businesses, and selection of other advisors. The firm has over 180 investment adviser representatives and 140 licensed agents.
Mariner Independent

5700 W 112TH STREET

OVERLAND PARK, KS 66211

$8.15B

Assets Under Management

128

Total Clients

115

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Harold Hicks’s Registration & Firm History

MS

02/22/2022 - Present

Mariner Independent (Jackson MS)

MS

01/03/2011 - 02/25/2022

VOYA FINANCIAL ADVISORS, INC. (JACKSON MS)

MS

05/23/2001 - 01/03/2011

ING FINANCIAL ADVISERS, LLC (JACKSON MS)

NY

09/21/2000 - 07/03/2001

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 06/28/2000

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/01/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Harold J Hicks.
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